FINRA Disciplinary Actions

The Financial Industry Regulatory Authority (FINRA) has barred Peter Thomas Lawrence (CRD #2695687) of Northport, New York, from associating with any FINRA member firm in any capacity after he failed to provide documents and testimony during a regulatory investigation. On February 19, 2026, FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) under Case

The Financial Industry Regulatory Authority (FINRA) has barred Gregory Vincent Matthews (CRD #1389823) of New York, New York, from associating with any FINRA member firm in any capacity after he refused to provide documents and information during a regulatory investigation. On February 18, 2026, FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) under

The Financial Industry Regulatory Authority (FINRA) has barred Ricardo Cruz (CRD #7001983) of Hamilton, New Jersey, from associating with any FINRA member firm in any capacity after he refused to provide documents and testimony during a regulatory investigation. On February 17, 2026, FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) under Case #2025085940401.

The Financial Industry Regulatory Authority (FINRA) has barred Jeyakumar Nadarajah (CRD #5666532) of Edgewater, New Jersey, from associating with any FINRA member firm in any capacity after he refused to fully respond to questions during a regulatory investigation. On February 5, 2026, FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) under Case #2022074307401.

The Financial Industry Regulatory Authority (FINRA) has barred William Bryan (CRD #6907467) of Vero Beach, Florida, from associating with any FINRA member firm in any capacity after he refused to provide documents and information during a regulatory investigation. On February 4, 2026, FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) under Case #2025086765401.