The repercussions of unauthorized trading are multifaceted. Financially, investors may face unexpected losses, skewed asset allocations, and exposure to investments not aligned with their objectives or risk profile. The psychological impact, including diminished trust in financial advisors and institutions, can deter individuals from future investment opportunities, potentially impacting their long-term financial health. The frustration and stress resulting from unauthorized trading necessitate a robust legal strategy to address these wrongs, recover lost assets, and realign investment accounts with the clients’ original goals.
