FINRA Disciplinary Actions

The Financial Industry Regulatory Authority (FINRA) has barred Ali F. Chehab (CRD #7625979) of Portland, Oregon, from associating with any FINRA member firm in any capacity after he failed to provide documents requested during a regulatory investigation. On December 15, 2025, an Office of Hearing Officers (OHO) decision became final under FINRA Case #2024082633901. Investigation

The Financial Industry Regulatory Authority (FINRA) has barred Ryan Wesley Davis (CRD #5285713) of Jenks, Oklahoma, from associating with any FINRA member firm in any capacity after he refused to appear for on-the-record testimony during a regulatory investigation. On December 12, 2025, FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) under Case #2024083413501.

The Financial Industry Regulatory Authority (FINRA) has barred Richard Stanislaus Routie (CRD #4379905) of Orlando, Florida, from associating with any FINRA member firm in any capacity after he refused to appear for on-the-record testimony during a regulatory investigation. On December 12, 2025, FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) under Case #2023079368801.

The Financial Industry Regulatory Authority (FINRA) has barred Brian Boyer Davis (CRD #6762567) of Tulsa, Oklahoma, from associating with any FINRA member firm in any capacity after he refused to appear for on-the-record testimony during a regulatory investigation. On December 12, 2025, FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) under Case #2024083413502.

The Financial Industry Regulatory Authority (FINRA) has barred Eric A. Fiallo (CRD #5123703) of Miramar, Florida, from associating with any FINRA member firm in any capacity after he refused to provide documents requested during a regulatory investigation. On December 11, 2025, FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) under Case #2025086256001. Without